Awards and Settlements

Most matters in controversy are settled long before they reach the doors of the arbitration hearing room.  Certain cases, however, must be arbitrated.  The Coleman Law Firm is no stranger to that process.  When most cases resolve by settlement, it is done on a confidential basis, so little comment can be made in this website about settlements.  The following is a list of some of the cases that went to final hearing:

1. Tampa Bay HAVC Pension Plan recovers losses plus costs, attorneys’ fees and over $200,000.00 in punitive damages.Cox HVAC Pension Plan v. Salomon Smith Barney Award
   Cox Press Release
2. 80-year-old local restauranteur recovers over $300,000.00 in damages from A.G. Edwards for broker misconduct.Barsion v. A.G. Edwards & Son Award
   Barsion v. A.G. Edwards & Son Press Release
3. Variable Annuity abuse leads to an arbitration award against broker-dealer in excess of $200,000.00.Estate of Stephen A. Lysk v. J.B. Hanauer Award
   Lysk v. J B Hanauer Press Release
4. June 1, 2003 St. Petersburg Times reports on Coleman Law Firm NASD case involving ten telephone company retirees who placed their trust in Raymond James broker trading on a discretionary basis ... losses in the millions.Click here for the full article
5. Fort Lauderdale Investor recovers principal plus $50,000.00 punitive damages.Jackson v. Sunpoint Securities Award
6. Circuit Court Judge gives relief to Palm Harbor widow exceeding $200,000.00.Booth v. Prince Final Judgment
   Booth v. Prince Press Release
7. Defrauded group of investors to recover $100,000.00 from the Florida Securities Guaranty Fund.In March of 2002, the State of Florida qualified a group of Port St. Lucie investors to recover $100,000.00 from Florida Guaranty Fund for fraudulent activity of a broker
8. Circuit Court awards Judgment for more than Five Million Dollars.Various Investers v. Payne & Thornton
9. Retiree recovers $63,000.00 from broker who invested $75,000.00 in Limited Partnerships.Dugan v. Aragon Financial Services Award
10. Retired nurse recovers for sale of Limited Partnerships.Massaro v. Aragon Financial Services Award
11. Coleman Law Firm, as special counsel for a local estate, obtained a damages judgment in Circuit Court against a broker dealer in 2002.
12. Retiree sues Raymond James, and wins.
    
    Ganninger v. Raymond James Award
13. Palm Harbor Retired Hairdresser awarded over $150,000.00, plus attorneys' fees in 2004 Arbitration Case.Timmerscheidt v. McNulty NASD Award
    Timmerscheidt Press Release