1. Did your broker or financial advisor lead you to believe that your investments could not decline?
Yes No

2. Have you lost a lot of your money even after if you told your broker that you did not want to take much risk with your money?
Yes No

3. Have you lost a lot of your money even after if you informed your broker or financial advisor that you simply couldn't afford to lose the money because you are retired or have limited assets?
Yes No

4. Did your broker use margin in your account but did not explain to you the risks or downsides of margin ?
Yes No

5. Did your broker mention or provide you with analyst reports in order to convince you to buy or to prevent you from selling?
Yes No

6. Did your broker mark sale confirmations with the word "unsolicited" when those transactions were not your idea?
Yes No

7. Was your account excessively traded and were you relying 100% on your broker's advice and not making many of your own trades?
Yes No

8. Did your broker make trades in your account without first having a conversation with you?
Yes No

9. Does your new account form contain information that is incorrect?
Yes No

If you answered "yes" to one any of these questions, you may have a grounds to bring an action against your stockbroker for your losses.

If you would like us to contact you to discuss these issues, please fill in the form below: